a Discussion of Mr Hessâ€™s Roles, Duties, and Responsibilities
This phase of the engagement requires to
address these concerns with meaningful discussion of Mr Hessâ€™s activities,
including references to Rules 101, 201, and 202
Was Mr Hess independent with respect to
the 2009 meeting with the BOD?
Did Mr Hess meet the following
Due professional care;
Planning and supervision;
Sufficient relevant data
Recommendations for Resolution and Remediation
Discussion should consider the following:
How strong is the evidence?
Have any alternative explanations been
Should a criminal complaint be field? If
so, against whom?
Should a civil complaint be field? If so,
Should alternative dispute resolution (ADR)